Axonic Capital

Axonic Capital is a New York based investment advisor founded by Clayton DeGiacinto in 2011. The Firm's primary business is to manage client capital through various Structured Credit strategies. Axonic currently manages over $4.1 billion in assets and employs a staff of over 50 people including traders, analysts and administrative personnel. Axonic is a limited liability company formed under the laws of the State of Delaware. for more information: www.axoniccap.com www.axonicfunds.com ALPS Distributors, Inc. is the distributor of the Axonic Alternative Income Fund. Axonic Capital LLC and ALPS Distributors, Inc. are not affiliated. ALPS Distributors, Inc., 1290 Broadway, Suite 1100, Denver, CO, 80203 Social Media Disclosures: https://www.axonicfunds.com/social-media-disclosure

AXS Investments

AXS Investments is a leading asset management firm empowering investors to diversify their portfolios with alternative strategies, much like those available to the largest institutional and high net worth investors. Our investor-friendly ETFs and mutual funds are time-tested, liquid and transparent. For more about our strategies visit our website or contact us at info@axsinvestments.com or 833.AXS.ALTS (833.297.2587). These investments may be considered speculative, involve a high degree of risk, and may result in a total loss of principal. Investors should carefully consider the investment objectives, risks, charges and expenses of the fund before investing. To obtain a prospectus containing this and other important information, please visit our website. Read the fund prospectus carefully before you invest. Distributed by ALPS Distributors, Inc., which is not affiliated with AXS Investments.

Northment Capital

Our investment strategy focused on the each needs of our clients. We typically invest in value stocks or companies whose earnings are expected to grow at an above-average rate compared to its industry or the overall market. In today's challenging market environment the are many factors for investors to consider, however we believe that our strategy remain a crucial part of a successful investment. Our goal is to identify qualified stocks or companies that have the potencial to generate risk adjusted returns and created value. For more information, please visit our site www.northment.com

Apex Capital, LLC

Apex Capital, LLC was an SEC-registered long/short equity hedge fund manager founded by Chief Investment Officer Sandy Colen. The portfolio managers invested with a GARP bias and utilized their sector expertise to identify asymmetric risk-reward opportunities. Apex managed a single U.S. equity-focused portfolio constructed into long-biased hedged and long-only products.

SBI Ven Capital Pte Ltd

SBI Ven Capital Pte. Ltd. is a leading venture capital firm based in Singapore that invests in financial services and technology sectors across Asia. We have a proven track record of partnering with companies and assembling critical resources needed to grow businesses in Asia. SBI Ven Capital is the overseas venture capital arm of SBI Holdings (Japan) which, in addition to being one of the largest Japanese private equity firm (with AUM in excess of US$4 billion), is a leading global internet-based financial conglomerate. The SBI Group has invested in more than 1,500 companies globally and we leverage this broad platform to further drive the value of our investments. The SBI Group's core businesses include asset management (managing private equity AUM in excess of US$4 billion), financial services, including securities, banking, insurance and biotechnology-related business. As of March 31, 2019, the SBI Group consists of 226 companies (including consolidated partnerships, equity method affiliates and 6 publicly listed companies). SBI currently has overseas offices in more than 21 countries across Asia.